G4 is under construction.

Visit us again soon to see all the content we are preparing for you.

Required login

To use this feature, you must be logged in.

G4 Américas

Register

Senior Compliance Officer

Multinational company in the banking sector.

London - Greater London, United Kingdom

Job Description

Role purpose:

To act as a support to the Head of Compliance to cover all aspects of AML/CDD, Regulatory and
Compliance issues that affect the London Branch. To help promote a compliance culture within
the Branch and to carry out such ad hoc projects as may be reasonably be requested by the Head
of Compliance, Risk and Internal Controls.

The day-to- day:

Help manage the Compliance Monitoring Program, you will be key to performing gap
analysis to identify areas for improvement;
Be involved in the annual review of Global Policies to perform a business impact analysis,
identify areas of improvement as it relates to the business and propose policy and
procedure updates based upon assessment results;
Assist in compiling and responding to due diligence inquiries;
Coordinating regulatory exams and training of group staff;
Assist in developing reporting of priority metrics for reporting to senior management and
the board;
Serve as Secretary to the Compliance Committee;
Keeping abreast of regulatory developments that impact the business globally;
Completion of client identity records and updating of associated client PEP/Sanction and
high risk customer screening logs;
Assisting the team with transaction monitoring, Sanctions/PEPs screening
processes/reports;
Involvement in various ad-hoc compliance requests or projects.

Education and experience required

Qualification:

Compliance accreditation (CISI, ICA or equivalent);
Law degree would be great or else University degree.

Desirable:

Experience with MiFID II implementation;
Knowledge on AML Software solutions: Actimize/Nice solution.

Knowledge and Skills:

Minimum 2 to 4 years experience;
Demonstrable understanding of the FCA's Handbook;
Strong analytical background for the analysis of large volumes of date;
Financial Crime/ AML experience;
Must have good report writing experience;
Excellent communication skills, written and verbal communications.

Language skills:

Portuguese language would be an advantage.

Apply

To submit your resume for future opportunities,
APPLY HERE

Similar opportunities